| 2.1 |
Dispute
resolution where the parties arrive at their own
decision |
|
2.1.1 |
Informal
Discussion
This is the most basic of all ADR methods and
happens when parties through meeting with each
other and solving their own problems, arrive at
a settlement of their dispute. |
|
2.1.2 |
Negotiation
This is slightly more structured than
informal discussion mentioned above and in it’s
most plain language is a forum where parties
bargain and reach a settlement to a conflict
that has arisen. Participation is obviously
voluntary. |
|
2.1.3 |
Mediation
This is a more structured process than
negotiation and entails the participation of a
neutral, mutually acceptable third party who
assists the parties in resolving their dispute.
The process is voluntary and the mediator has no
decision making powers as the decision making
still rests with the parties in dispute. |
|
2.1.4 |
Conciliation
The conciliator plays exactly the
same role as the mediator and the process is the
same except for the fact that the conciliator
may make a formal recommendation to the bodies
on how to resolve their dispute. The parties may
then accept the recommendation and formalise it
in writing. The final decision as in
conciliation lies with the parties. |
|
2.1.5 |
Facilitation
A facilitator is someone who assists in bringing
parties together and further assists in them
reaching a settlement of their dispute. There is
a large amount of overlapping between a
facilitator and a mediator/conciliator, as once
the facilitator has fulfilled his primary
function, he may go over to the function of
mediator/conciliator. |
|
2.1.6 |
Mini
Trial
Here parties present a summary of the
facts regarding the dispute and an impartial
third party renders an advisory opinion as to
the outcome of the mini trial. Thereafter the
parties may negotiate a settlement with or
without the presiding third party. |
| 2.2 |
ADR
INVOLVING ADJUDICATION BY A THIRD PARTY |
|
2.2.1 |
Arbitration
An independent third party is
appointed as an arbitrator, who then listens to
the evidence presented to him as well as
argument and renders a decision. This decision
may be binding on the parties either through
agreement or by operation of law, or it may be
non binding in that the decision is advisory.
Arbitration may also be voluntary or it may be
compulsory either through the process of law or
through a contractual agreement. There are
various forms of arbitration from the less
formal to the more structured. |
|
2.2.2 |
Commission
Of Enquiry
Parties
to a dispute may appoint a commissioner to
investigate and try to establish what gave rise
to the dispute. Commissioners will ordinarily
also be asked to make recommendations in regard
to how the dispute is to be settled, as well as
other policy considerations that are of
importance. |
|
2.2.3 |
Fact
Finding
This is a mechanism by which someone
(normally someone with technical expertise is
appointed to establish what the relevant facts
are and what gave rise to the dispute. Once he
has given his finding, the parties normally
negotiate the further conduct of proceedings
depending on the situation. He would not enter
the field of policy decision making or decide on
matters of law. These in very general terms are
the most important ADR mechanisms. There has
been a lot of development in this field in the
last ten years and there are further hybrid
forms of dispute resolution which are available,
which uses the mechanisms mentioned above in
various forms. These are not discussed here as
they are fairly specialised and it is
recommended that an expert in ADR be consulted
before any of the mechanisms, set out above are
considered. |
|
|
When
deciding on what dispute resolution process is
best, the following are important
considerations:
-
The
degree of control by the parties.
-
The
cost implications and the time span in which
the dispute needs to be settled.
-
The
privacy and confidentiality which the
parties want.
-
The
presence of a third party.
-
The
type of decision i.e. whether it is binding,
advisory etc that is wished for.
-
The
degree of choice of influence exercised by
the parties and the outcome of the dispute.
-
The
degree of difficulty i.e. the need for
technical and/or legal expertise.
-
The
coercion required or needed to come to a
binding decision.
|